SEC Form 4 · accession 0000075362-19-000062
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T. Kyle Quinn
Officer — SR. V.P. & CHIEF TECH. OFFICER
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 6, 2019 | M | 10,228 | $36.12 | A | 32,264 | D | |
| COMMON STOCKF1 | Feb 6, 2019 | S | 10,228 | $65.6693 | D | 22,036 | D | |
| COMMON STOCK (SIP)F2,F3 | holding | — | — | — | 6,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $36.12 | Feb 6, 2019 | M | 10,228 | D | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 10,228 | 0 | D |
| STOCK OPTIONF4 | $65.56 | Feb 6, 2019 | A | 15,460 | A | Jan 1, 2022 | Feb 6, 2029 | COMMON STOCK | 15,460 | 15,460 | D |
| STOCK UNITS (LTIP)F6 | — | Feb 6, 2019 | A | 5,290 | A | — | — | COMMON STOCK | 5,290 | 5,290 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 8,108 | 8,108 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 12,296 | 12,296 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 9,436 | 9,436 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 13,716 | 13,716 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 12,072 | 12,072 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 17,980 | 17,980 | D |
| STOCK OPTIONF4 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 12,760 | 12,760 | D |
| STOCK OPTIONF4 | $68.69 | holding | — | — | — | Jan 1, 2021 | Feb 7, 2028 | COMMON STOCK | 11,756 | 11,756 | D |
| COMMON STOCK (DCP)F5 | — | holding | — | — | — | — | — | COMMON STOCK | 8,526 | 8,526 | D |
Explanation of responses
- F1The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 65.6500 to 65.7150 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- F4Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F5Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
- F6Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
- F7Restricted stock units awarded under LTIP.