SEC Form 4 · accession 0000075362-19-000055
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alma Lily Ley
Officer — Vice President
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 2,502 | D | ||
| COMMON STOCK (SIP)F1,F2 | holding | — | — | — | 3,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3 | $65.56 | Feb 6, 2019 | A | 8,030 | A | Jan 1, 2022 | Feb 6, 2029 | COMMON STOCK | 8,030 | 8,030 | D |
| STOCK UNITS (LTIP)F4 | — | Feb 6, 2019 | A | 2,892 | A | — | — | COMMON STOCK | 2,892 | 2,892 | D |
| STOCK OPTIONF3 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 1,910 | 1,910 | D |
| STOCK OPTIONF3 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 3, 2023 | COMMON STOCK | 2,436 | 2,436 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 3, 2024 | COMMON STOCK | 1,918 | 1,918 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 3, 2025 | COMMON STOCK | 2,916 | 2,916 | D |
| STOCK OPTIONF3 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 3, 2026 | COMMON STOCK | 6,926 | 6,926 | D |
| STOCK OPTIONF3 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 5,724 | 5,724 | D |
| STOCK OPTIONF3 | $68.69 | holding | — | — | — | Jan 1, 2021 | Feb 7, 2028 | COMMON STOCK | 5,886 | 5,886 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F4Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
- F5Restricted stock units awarded under PACCAR Long Term Incentive Plan (LTIP).