SEC Form 4 · accession 0000075362-19-000054
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack K. LeVier
Officer — Vice President
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 6, 2019 | A | 4,004 | $65.56 | A | 18,863 | D | |
| COMMON STOCK (SIP)F2,F3 | holding | — | — | — | 6,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $65.56 | Feb 6, 2019 | A | 10,556 | A | Jan 1, 2022 | Feb 6, 2029 | COMMON STOCK | 10,556 | 10,556 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 7,566 | 7,566 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 11,458 | 11,458 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 8,762 | 8,762 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 8,620 | 8,620 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 7,586 | 7,586 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 11,696 | 11,696 | D |
| STOCK OPTIONF4 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 8,852 | 8,852 | D |
| STOCK OPTIONF4 | $68.69 | holding | — | — | — | Jan 1, 2021 | Feb 7, 2028 | COMMON STOCK | 7,802 | 7,802 | D |
| COMMON STOCK (DCP)F5 | — | holding | — | — | — | — | — | COMMON STOCK | 3,073 | 3,073 | D |
Explanation of responses
- F1Restricted stock awarded under PACCAR Long Term Incentive Plan (LTIP).
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F4Option to buy awarded under PACCAR LTIP.
- F5Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.