SEC Form 4 · accession 0000075362-18-000157
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Pigott
Officer — Executive Chairman · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 7, 2018 | M | 194,004 | $30.81 | A | 3,080,449 | D | |
| COMMON STOCKF1 | Nov 7, 2018 | S | 179,845 | $58.7796 | D | 2,900,604 | D | |
| COMMON STOCKF2 | Nov 7, 2018 | S | 14,159 | $59.6436 | D | 2,886,445 | D | |
| COMMON STOCK | holding | — | — | — | 283,280 | I | WIFE AND CHILDREN | |
| COMMON STOCK (SIP)F3 | holding | — | — | — | 85,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $30.81 | Nov 7, 2018 | M | 194,004 | D | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 194,004 | 0 | D |
| STOCK OPTIONF4 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 134,492 | 134,492 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 92,832 | 92,832 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 134,084 | 134,084 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 108,714 | 108,714 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 85,618 | 85,618 | D |
| COMMON STOCK (LTIP)F5 | — | holding | — | — | — | — | — | COMMON STOCK | 44,732 | 44,732 | D |
| COMMON STOCK (DICP)F6 | — | holding | — | — | — | — | — | COMMON STOCK | 111,484 | 111,484 | D |
| COMMON STOCK (DCP)F7 | — | holding | — | — | — | — | — | COMMON STOCK | 34,083 | 34,083 | D |
Explanation of responses
- F1The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 58.27 to 59.26 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 59.32 to 59.83 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Shares held in PACCAR Savings Investment Plan (SIP).
- F4Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F5Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F6Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F7Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions