SEC Form 4 · accession 0000075362-18-000083
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pigott
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 13, 2018 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 5, 2018 | J | 50,650 | $68.715 | D | 190,881 | I | GRATs |
| COMMON STOCK | Mar 5, 2018 | J | 50,650 | $68.715 | A | 1,615,776 | D | |
| COMMON STOCK | Mar 5, 2018 | J | 50,650 | $68.715 | D | 1,565,126 | D | |
| COMMON STOCK | Mar 5, 2018 | J | 50,650 | $68.715 | A | 241,531 | I | GRATs |
| COMMON STOCK | Mar 5, 2018 | J | 28,952 | $68.715 | D | 212,579 | I | GRATs |
| COMMON STOCK | Mar 5, 2018 | J | 28,952 | $68.715 | A | 503,025 | I | TRUSTS HELD FOR CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITS (RSDCP)F5 | — | holding | — | — | — | — | — | COMMON STOCK | 24,469 | 24,469 | D |
Explanation of responses
- F1Shares held in Grantor Retained Annuity Trusts (GRATs).
- F2Shares distributed to reporting person from GRAT in accordance with the terms of the GRAT.
- F3Shares contributed to GRAT by reporting person.
- F4Shares distributed by GRAT to beneficiary (trust for children), according to the terms of the GRAT.
- F5Restricted stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for non-Employee Directors (RSDCP) convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable conditions.