SEC Form 4 · accession 0000075362-18-000048
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Bengston
Officer — Senior Vice President
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 7, 2018 | A | 4,590 | $68.69 | A | 22,600 | D | |
| COMMON STOCK (SIP)F2,F3 | holding | — | — | — | 21,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $68.69 | Feb 7, 2018 | A | 13,418 | A | Jan 1, 2021 | Feb 7, 2028 | COMMON STOCK | 13,418 | 13,418 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 12,910 | 12,910 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 11,362 | 11,362 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 18,388 | 18,388 | D |
| STOCK OPTIONF4 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 14,500 | 14,500 | D |
| COMMON STOCK (DICP)F5 | — | holding | — | — | — | — | — | COMMON STOCK | 40,233 | 40,233 | D |
Explanation of responses
- F1Restricted stock awarded under PACCAR Long Term Incentive Plan (LTIP).
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- F4Option to buy awarded under PACCAR LTIP.
- F5Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.