SEC Form 4 · accession 0000075362-18-000037
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Barkley
Officer — SR. VICE PRESIDENT/CONTROLLER
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 7, 2018 | A | 3,892 | $68.69 | A | 22,300 | D | |
| COMMON STOCK (ESPP)F2 | holding | — | — | — | 6 | D | ||
| COMMON STOCK (SIP)F3,F4 | holding | — | — | — | 19,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF5 | $68.69 | Feb 7, 2018 | A | 11,372 | A | Jan 1, 2021 | Feb 7, 2028 | COMMON STOCK | 11,372 | 11,372 | D |
| STOCK OPTIONF5 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 13,662 | 13,662 | D |
| STOCK OPTIONF5 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 11,728 | 11,728 | D |
| STOCK OPTIONF5 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 9,236 | 9,236 | D |
| STOCK OPTIONF5 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 8,562 | 8,562 | D |
| STOCK OPTIONF5 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 17,368 | 17,368 | D |
| STOCK OPTIONF5 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 12,324 | 12,324 | D |
| COMMON STOCK (DCP)F6 | — | holding | — | — | — | — | — | COMMON STOCK | 934 | 934 | D |
Explanation of responses
- F1Restricted stock awarded under PACCAR Long Term Incentive Plan (LTIP).
- F2Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
- F3Shares held in PACCAR Savings Investment Plan (SIP).
- F4Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F5Option to buy awarded under PACCAR LTIP.
- F6Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.