SEC Form 4 · accession 0000075362-17-000141
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack K. LeVier
Officer — Vice President
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 30, 2017 | M | 11,498 | $30.81 | A | 24,319 | D | |
| COMMON STOCK | Oct 30, 2017 | S | 11,498 | $70.9432 | D | 12,821 | D | |
| COMMON STOCK | Oct 30, 2017 | M | 11,530 | $36.12 | A | 24,351 | D | |
| COMMON STOCK | Oct 30, 2017 | S | 11,530 | $70.9432 | D | 12,821 | D | |
| COMMON STOCK (SIP)F1 | holding | — | — | — | 5,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF2 | $30.81 | Oct 30, 2017 | M | 11,498 | D | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 11,498 | 0 | D |
| STOCK OPTIONF2 | $36.12 | Oct 30, 2017 | M | 11,530 | D | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 11,530 | 0 | D |
| STOCK OPTIONF2 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 7,566 | 7,566 | D |
| STOCK OPTIONF2 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 11,458 | 11,458 | D |
| STOCK OPTIONF2 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 8,762 | 8,762 | D |
| STOCK OPTIONF2 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 8,620 | 8,620 | D |
| STOCK OPTIONF2 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 7,586 | 7,586 | D |
| STOCK OPTIONF2 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 11,696 | 11,696 | D |
| STOCK OPTIONF2 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 8,852 | 8,852 | D |
| COMMON STOCK (DCP)F3 | — | holding | — | — | — | — | — | COMMON STOCK | 2,867 | 2,867 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Option to buy awarded under PACCAR LTIP.
- F3Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.