SEC Form 4 · accession 0000075362-17-000131
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pigott
Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 1,565,126 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 241,531 | I | GRATs | |
| COMMON STOCK | holding | — | — | — | 474,073 | I | TRUSTS HELD FOR CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITS (RSDCP)F2 | — | Sep 6, 2017 | J | 84 | A | — | — | COMMON STOCK | 84 | 21,897 | D |
Explanation of responses
- F1Shares held in Grantor Retained Annuity Trusts (GRATs).
- F2Restricted stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for non-Employee Directors (RSDCP) convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable conditions.
- F3Dividend on restricted stock units under RSDCP reinvested in additional restricted stock units pursuant to RSDCP.