SEC Form 4 · accession 0000075362-17-000123
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Pigott
Officer — Executive Chairman · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (SIP)F2,F3 | Sep 6, 2017 | J | 314 | $65.73 | A | 82,999 | D | |
| COMMON STOCK | holding | — | — | — | 2,886,445 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 1,308,892 | I | EASCLIFFE COMPANY | |
| COMMON STOCK | holding | — | — | — | 283,280 | I | WIFE AND CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (LTIP)F6 | — | Sep 6, 2017 | J | 165 | A | — | — | COMMON STOCK | 165 | 43,351 | D |
| COMMON STOCK (DICP)F8 | — | Sep 6, 2017 | J | 412 | A | — | — | COMMON STOCK | 412 | 108,041 | D |
| COMMON STOCK (DCP)F10 | — | Sep 6, 2017 | J | 126 | A | — | — | COMMON STOCK | 126 | 33,030 | D |
| STOCK OPTIONF5 | $45.74 | holding | — | — | — | Jan 1, 2011 | Jan 30, 2018 | COMMON STOCK | 98,956 | 98,956 | D |
| STOCK OPTIONF5 | $30.81 | holding | — | — | — | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 194,004 | 194,004 | D |
| STOCK OPTIONF5 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 134,492 | 134,492 | D |
| STOCK OPTIONF5 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 92,832 | 92,832 | D |
| STOCK OPTIONF5 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 134,084 | 134,084 | D |
| STOCK OPTIONF5 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 108,714 | 108,714 | D |
| STOCK OPTIONF5 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 85,618 | 85,618 | D |
Explanation of responses
- F1Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
- F10Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions
- F11Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) and/or employee contributions since date of last report in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F4September 6, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
- F5Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F6Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F7Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
- F8Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F9Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.