SEC Form 4 · accession 0000075362-17-000082
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alma Lily Ley
Officer — Vice President
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 3, 2017 | M | 904 | $45.74 | A | 1,679 | D | |
| COMMON STOCKF1 | May 3, 2017 | S | 904 | $67.391 | D | 775 | D | |
| COMMON STOCK (SIP)F2,F3 | holding | — | — | — | 2,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $45.74 | May 3, 2017 | M | 904 | D | Jan 1, 2011 | Jan 30, 2018 | COMMON STOCK | 904 | 0 | D |
| STOCK OPTIONF4 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 1,266 | 1,266 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 1,910 | 1,910 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 2,758 | 2,758 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 3, 2023 | COMMON STOCK | 2,436 | 2,436 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 3, 2024 | COMMON STOCK | 1,918 | 1,918 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 3, 2025 | COMMON STOCK | 2,916 | 2,916 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 3, 2026 | COMMON STOCK | 6,926 | 6,926 | D |
| STOCK OPTIONF4 | $67.63 | holding | — | — | — | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 5,724 | 5,724 | D |
Explanation of responses
- F1Balance includes shares inadvertantly omitted from the Reporting Person's Form 3 filed on January 11, 2017.
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F4Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).