SEC Form 4 · accession 0000075362-17-000062
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pigott
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 3, 2017 | J | 45,711 | $68.06 | D | 195,820 | I | GRATs |
| COMMON STOCK | Mar 3, 2017 | J | 45,711 | $68.06 | A | 1,610,837 | D | |
| COMMON STOCK | Mar 3, 2017 | J | 45,711 | $68.06 | D | 1,565,126 | D | |
| COMMON STOCKF1 | Mar 3, 2017 | J | 45,711 | $68.06 | A | 241,531 | I | GRATs |
| COMMON STOCKF1 | Mar 3, 2017 | J | 53,989 | $68.06 | D | 187,542 | I | GRATs |
| COMMON STOCK | Mar 3, 2017 | J | 53,989 | $68.06 | A | 1,619,115 | D | |
| COMMON STOCK | Mar 3, 2017 | J | 53,989 | $68.06 | D | 1,565,126 | D | |
| COMMON STOCKF1 | Mar 3, 2017 | J | 53,989 | $68.06 | A | 241,531 | I | GRATs |
| COMMON STOCK | holding | — | — | — | 474,073 | I | TRUSTS HELD FOR CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITS (RSDCP)F4 | — | Mar 7, 2017 | J | 77 | A | — | — | COMMON STOCK | 77 | 21,728 | D |
Explanation of responses
- F1Shares held in Grantor Retained Annuity Trusts (GRATs).
- F2Shares distributed to reporting person from GRAT in accordance with the terms of the GRAT.
- F3Shares contributed to GRAT by reporting person.
- F4Restricted stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for non-Employee Directors (RSDCP) convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable conditions.
- F5Dividend on restricted stock units under RSDCP reinvested in additional restricted stock units pursuant to RSDCP.