SEC Form 4 · accession 0000075362-17-000052
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kaufmann Luiz
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 5,000 | I | Villamil Group Inc |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITSF3 | — | Feb 15, 2017 | J | 72 | A | — | — | COMMON STOCK | 72 | 11,039 | D |
| STOCK UNITS (RSDCP)F2 | — | holding | — | — | — | — | — | COMMON STOCK | 12,730 | 12,730 | D |
Explanation of responses
- F1Shares held by the company Villamil Group Inc which is 100% controlled by the Reporting Person.
- F2Restricted stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for Non-Employee Directors (RSDCP) convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable vesting conditions.
- F3Stock units held in deferred phantom stock account under RSDCP convertible to PACCAR common stock on a 1 - for - 1 basis upon termination of the Reporting Person's status as a non-employee director.
- F4Cash compensation deferred into phantom stock account under RSDCP.