SEC Form 4 · accession 0000075362-17-000039
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrie Schippers
Officer — SENIOR VICE PRESIDENT
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 7, 2017 | A | 3,386 | $67.63 | A | 19,376 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 5,314 | $36.12 | A | 24,690 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 5,314 | $68.6576 | D | 19,376 | D | |
| COMMON STOCKF2,F3 | holding | — | — | — | 287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF4 | $36.12 | Feb 10, 2017 | M | 5,314 | D | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 5,314 | 0 | D |
| STOCK OPTIONF4 | $67.63 | Feb 7, 2017 | A | 24,572 | A | Jan 1, 2020 | Feb 7, 2027 | COMMON STOCK | 24,572 | 24,572 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 9,414 | 9,414 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 15,854 | 15,854 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 11,424 | 11,424 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 10,848 | 10,848 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 8,654 | 8,654 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 11,568 | 11,568 | D |
Explanation of responses
- F1Restricted stock awarded under PACCAR Long Term Incentive Plan (LTIP).
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- F4Option to buy awarded under PACCAR LTIP.