SEC Form 4 · accession 0000075362-17-000038
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Bengston
Officer — Senior Vice President
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 9, 2017 | M | 11,710 | $43.24 | A | 24,808 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 8,762 | $47.81 | A | 33,570 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 20,472 | $68.184 | D | 13,098 | D | |
| COMMON STOCK (SIP)F1,F2 | holding | — | — | — | 20,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3 | $43.24 | Feb 9, 2017 | M | 11,710 | D | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 11,710 | 0 | D |
| STOCK OPTIONF3 | $47.81 | Feb 9, 2017 | M | 8,762 | D | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 8,762 | 0 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 12,910 | 12,910 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 11,362 | 11,362 | D |
| STOCK OPTIONF3 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 18,388 | 18,388 | D |
| COMMON STOCK (DICP)F4 | — | holding | — | — | — | — | — | COMMON STOCK | 39,016 | 39,016 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F4Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.