SEC Form 4 · accession 0000075362-16-000346
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T. Kyle Quinn
Officer — SENIOR VICE PRESIDENT
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (SIP)F1,F3 | Dec 2, 2016 | J | 22 | $62.79 | A | 5,736 | D | |
| COMMON STOCK | holding | — | — | — | 13,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (DCP)F5 | — | Dec 2, 2016 | J | 1 | A | — | — | COMMON STOCK | 1 | 327 | D |
| STOCK OPTIONF4 | $45.74 | holding | — | — | — | Jan 1, 2011 | Jan 30, 2018 | COMMON STOCK | 2,786 | 2,786 | D |
| STOCK OPTIONF4 | $30.81 | holding | — | — | — | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 9,964 | 9,964 | D |
| STOCK OPTIONF4 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 10,228 | 10,228 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 8,108 | 8,108 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 12,296 | 12,296 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 9,436 | 9,436 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 13,716 | 13,716 | D |
| STOCK OPTIONF4 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 12,072 | 12,072 | D |
| STOCK OPTIONF4 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 17,980 | 17,980 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2December 2, 2016 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
- F3Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- F4Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F5Share units held in deferred fantom stock account under PACCAR Deferred Compensation Plan (DCP) convertable to common stock on a one for one basis upon satisfaction of all applicable vesting conditions.
- F6Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.