SEC Form 4 · accession 0000075362-16-000330
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco A. Davila
Officer — Vice President
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 11, 2016 | M | 5,666 | $43.24 | A | 10,664 | D | |
| COMMON STOCK | Nov 11, 2016 | M | 4,854 | $47.81 | A | 15,518 | D | |
| COMMON STOCK | Nov 11, 2016 | S | 10,520 | $60.25 | D | 4,998 | D | |
| COMMON STOCK (SIP)F1,F2 | holding | — | — | — | 427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3 | $43.24 | Nov 11, 2016 | M | 5,666 | D | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 5,666 | 0 | D |
| STOCK OPTIONF3 | $47.81 | Nov 11, 2016 | M | 4,854 | D | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 4,854 | 0 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 3,822 | 3,822 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 3,588 | 3,588 | D |
| STOCK OPTIONF3 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 7,528 | 7,528 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).