SEC Form 4 · accession 0000075362-16-000324
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Michael Dozier
Officer — VICE PRESIDENT
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 8, 2016 | M | 4,032 | $44.56 | A | 4,032 | D | |
| COMMON STOCK | Nov 8, 2016 | S | 4,032 | $55.66 | D | 0 | D | |
| COMMON STOCK (SIP)F1,F2 | holding | — | — | — | 17,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3 | $44.56 | Nov 8, 2016 | M | 4,032 | D | Jan 1, 2010 | Jan 31, 2017 | COMMON STOCK | 4,032 | 0 | D |
| STOCK OPTIONF3 | $45.74 | holding | — | — | — | Jan 1, 2011 | Jan 30, 2018 | COMMON STOCK | 3,618 | 3,618 | D |
| STOCK OPTIONF3 | $30.81 | holding | — | — | — | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 5,908 | 5,908 | D |
| STOCK OPTIONF3 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 7,440 | 7,440 | D |
| STOCK OPTIONF3 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 4,882 | 4,882 | D |
| STOCK OPTIONF3 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 7,756 | 7,756 | D |
| STOCK OPTIONF3 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 6,644 | 6,644 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 5,232 | 5,232 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 4,814 | 4,814 | D |
| STOCK OPTIONF3 | $50.00 | holding | — | — | — | Jan 1, 2019 | Feb 4, 2026 | COMMON STOCK | 6,926 | 6,926 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).