SEC Form 4 · accession 0000075362-16-000252
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pigott
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 3, 2016 | J | 62,000 | $52.34 | D | 1,565,126 | D | |
| COMMON STOCKF1 | Mar 3, 2016 | J | 62,000 | $52.34 | A | 241,531 | I | GRATs |
| COMMON STOCKF1 | Mar 3, 2016 | J | 63,323 | $52.34 | D | 178,208 | I | GRATs |
| COMMON STOCK | Mar 3, 2016 | J | 63,323 | $52.34 | A | 1,628,449 | D | |
| COMMON STOCK | Mar 3, 2016 | J | 63,323 | $52.34 | D | 1,565,126 | D | |
| COMMON STOCKF1 | Mar 3, 2016 | J | 63,323 | $52.34 | A | 241,531 | I | GRATs |
| COMMON STOCK | holding | — | — | — | 474,073 | I | TRUSTS HELD FOR CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITS (RSDCP)F4 | — | Mar 3, 2016 | J | 85 | A | — | — | COMMON STOCK | 85 | 19,248 | D |
Explanation of responses
- F1Shares held in Grantor Retained Annuity Trusts (GRATs).
- F2Shares contributed to GRAT by reporting person.
- F3Shares distributed to reporting person from GRAT in accordance with the terms of the GRAT.
- F4Restricted stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for non-Employee Directors (RSDCP) convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable conditions.
- F5Dividend on restricted stock units under RSDCP reinvested in additional restricted stock units pursuant to RSDCP.