SEC Form 4 · accession 0000075362-16-000212
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack K. LeVier
Officer — Vice President
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (SIP)F1 | Jan 14, 2016 | A | 222 | $59.58 | A | 5,331 | D | |
| COMMON STOCK | holding | — | — | — | 5,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3 | $30.81 | holding | — | — | — | Jan 1, 2012 | Feb 6, 2019 | COMMON STOCK | 11,498 | 11,498 | D |
| STOCK OPTIONF3 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 11,530 | 11,530 | D |
| STOCK OPTIONF3 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 7,566 | 7,566 | D |
| STOCK OPTIONF3 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 11,458 | 11,458 | D |
| STOCK OPTIONF3 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 8,762 | 8,762 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 8,620 | 8,620 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 7,586 | 7,586 | D |
| COMMON STOCK (DCP)F4 | — | holding | — | — | — | — | — | COMMON STOCK | 2,763 | 2,763 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2Shares awarded January 14, 2016 under SIP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F4Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.