SEC Form 4 · accession 0000075362-16-000202
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Bengston
Officer — Senior Vice President
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (SIP)F1 | Jan 5, 2016 | J | 574 | $47.11 | A | 19,888 | D | |
| COMMON STOCK | holding | — | — | — | 7,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (DICP)F4 | — | Jan 5, 2016 | J | 1,096 | A | — | — | COMMON STOCK | 1,096 | 38,029 | D |
| STOCK OPTIONF3 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 11,710 | 11,710 | D |
| STOCK OPTIONF3 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 8,762 | 8,762 | D |
| STOCK OPTIONF3 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 12,910 | 12,910 | D |
| STOCK OPTIONF3 | $62.46 | holding | — | — | — | Jan 1, 2018 | Feb 4, 2025 | COMMON STOCK | 11,362 | 11,362 | D |
Explanation of responses
- F1Shares held in PACCAR Savings Investment Plan (SIP).
- F2January 5, 2016 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
- F3Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F4Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
- F5Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.