SEC Form 4 · accession 0000075362-16-000190
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kaufmann Luiz
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 5,000 | I | Villamil Group Inc |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK UNITSF2 | — | Jan 4, 2016 | J | 530 | A | — | — | COMMON STOCK | 530 | 8,444 | D |
| STOCK UNITSF2 | — | Jan 5, 2016 | J | 235 | A | — | — | COMMON STOCK | 235 | 8,679 | D |
| STOCK UNITS (RSDCP)F5 | — | Jan 4, 2016 | A | 2,757 | A | — | — | COMMON STOCK | 2,757 | 10,245 | D |
| STOCK UNITS (RSDCP)F5 | — | Jan 5, 2016 | J | 222 | A | — | — | COMMON STOCK | 222 | 10,467 | D |
Explanation of responses
- F1Shares held by the company Villamil Group Inc which is 100% controlled by the Reporting Person.
- F2Stock units held in deferred phantom stock account under PACCAR Restricted Stock and Deferred Compensation Plan for non-Employee Directors (RSDCP) convertible to common stock on a 1 - for - 1 basis upon termination of the Reporting Person's status as a non-employee director.
- F3Cash compensation deferred into phantom stock account under RSDCP.
- F4Dividend on stock units held in phantom stock account under RSDCP reinvested in additional stock units pursuant to RSDCP.
- F5Restricted stock units held in deferred phantom stock account under RSDCP convertible to PACCAR common stock on a 1-for-1 basis upon satisfaction of all applicable vesting conditions.
- F6Dividend on restricted stock units under RSDCP reinvested in additional restricted stock units pursuant to RSDCP.