SEC Form 4 · accession 0000075362-15-000167
PACCAR INC · PCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Pigott
Officer — Executive Chairman · Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (SIP)F2 | Dec 4, 2015 | J | 373 | $49.27 | A | 77,045 | D | |
| COMMON STOCK | holding | — | — | — | 2,886,445 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 1,308,892 | I | EASCLIFFE COMPANY | |
| COMMON STOCK | holding | — | — | — | 283,280 | I | WIFE AND CHILDREN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK (LTIP)F5 | — | Dec 4, 2015 | J | 195 | A | — | — | COMMON STOCK | 195 | 40,576 | D |
| COMMON STOCK (DICP)F7 | — | Dec 4, 2015 | J | 485 | A | — | — | COMMON STOCK | 485 | 101,126 | D |
| COMMON STOCK (DCP)F9 | — | Dec 4, 2015 | J | 148 | A | — | — | COMMON STOCK | 148 | 30,916 | D |
| STOCK OPTIONF4 | $44.56 | holding | — | — | — | Jan 1, 2010 | Jan 31, 2017 | COMMON STOCK | 112,266 | 112,266 | D |
| STOCK OPTIONF4 | $45.74 | holding | — | — | — | Jan 1, 2011 | Jan 30, 2018 | COMMON STOCK | 98,956 | 98,956 | D |
| STOCK OPTIONF4 | $30.81 | holding | — | — | — | Jan 1, 2012 | Jan 31, 2019 | COMMON STOCK | 194,004 | 194,004 | D |
| STOCK OPTIONF4 | $36.12 | holding | — | — | — | Jan 1, 2013 | Feb 2, 2020 | COMMON STOCK | 134,492 | 134,492 | D |
| STOCK OPTIONF4 | $50.50 | holding | — | — | — | Jan 1, 2014 | Feb 3, 2021 | COMMON STOCK | 92,832 | 92,832 | D |
| STOCK OPTIONF4 | $43.24 | holding | — | — | — | Jan 1, 2015 | Feb 2, 2022 | COMMON STOCK | 134,084 | 134,084 | D |
| STOCK OPTIONF4 | $47.81 | holding | — | — | — | Jan 1, 2016 | Feb 6, 2023 | COMMON STOCK | 108,714 | 108,714 | D |
| STOCK OPTIONF4 | $59.15 | holding | — | — | — | Jan 1, 2017 | Feb 7, 2024 | COMMON STOCK | 85,618 | 85,618 | D |
Explanation of responses
- F1Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
- F10Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.
- F2Shares held in PACCAR Savings Investment Plan (SIP).
- F3December 4, 2015 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
- F4Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
- F5Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F6Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
- F7Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
- F8Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.
- F9Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.