SEC Form 3 · accession 0000753568-16-000160
EXAR CORP · EXAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Wan-Ming Lu
Officer — Marketing Director
Period of report
May 18, 2016
Accepted (ET)
May 26, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $5.70 | holding | — | — | — | — | Oct 1, 2022 | Common Stock | 45,226 | — | D |
| Incentive Stock Option (right to buy)F1 | $6.18 | holding | — | — | — | — | May 2, 2023 | Common Stock | 3,542 | — | D |
| Incentive Stock Option (right to buy)F1 | $9.03 | holding | — | — | — | — | Dec 1, 2021 | Common Stock | 15,000 | — | D |
| Non-Qualified Stock Option (right to buy)F1 | $5.70 | holding | — | — | — | — | Oct 1, 2022 | Common Stock | 4,774 | — | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.18 | holding | — | — | — | — | May 2, 2023 | Common Stock | 6,458 | — | D |
Explanation of responses
- F1Options granted pursuant to the 2014 Equity Incentive Plan. Options vest over 4 years, 25% on the first anniversary of the grant date and 1/36 of remaining shares monthly thereafter.