SEC Form 4 · accession 0001144204-17-047063
P&F INDUSTRIES INC · PFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Horowitz
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075340
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.09 | Sep 5, 2017 | A | 30,000 | A | — | Sep 4, 2027 | Class A Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The option shall vest and become exercisable as to 10,000 shares on September 5, 2018, 10,000 shares on September 5, 2019 and 10,000 shares on September 5, 2020.