SEC Form 4 · accession 0001144204-17-043701
P&F INDUSTRIES INC · PFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Brod Brownstein
Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 14, 2017 | P | 8,300 | $5.99 | A | 8,300 | I | By Individual Retirement Account |
| Class A Common StockF2 | holding | — | — | — | 16,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $5.98 to $6.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F2Includes 1,000 unvested shares of restricted stock.