SEC Form 4 · accession 0001144204-16-083695
P&F INDUSTRIES INC · PFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Horowitz
Officer — Principal Executive Officer · Director · 10% Owner
Period of report
Feb 22, 2016
Accepted (ET)
Feb 22, 2016 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 22, 2016 | P | 2,634 | $9.49 | A | 1,184,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person purchased these shares from his mother, Mrs. Grace Horowitz, in a private transaction designed to provide her with liquidity.