SEC Form 4 · accession 0000753308-19-000083
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Robo
Officer — Chairman, President & CEO · Director · Other
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Mar 7, 2019 | S | 14,160 | $187.816 | D | 272,308 | D | |
| Common StockF5,F3 | Mar 7, 2019 | S | 840 | $188.731 | D | 271,468 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 107,632 | I | James L. Robo Gifting Trust | |
| Common Stock | holding | — | — | — | 73,550 | I | Spouse's Gifting Trust | |
| Common Stock | holding | — | — | — | 31,292 | I | 2018 Spouse's Gifting Trust | |
| Common StockF6 | holding | — | — | — | 72,494 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 4,509 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2018.
- F2Weighted average sale price. Reporting person sold 14,160 shares through a trade order executed by a broker-dealer at prices ranging from $187.52 to $188.48 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F3Includes a total of 46,825 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F4Includes a total of 106,800 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
- F5Weighted average sale price. Reporting person sold 840 shares through a trade order executed by a broker-dealer at prices ranging from $188.53 to $189.07 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F6Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.