SEC Form 4 · accession 0000753308-18-000172
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Robo
Officer — Chairman, President & CEO · Director · Other
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | G | 27,236 | $0.00 | D | 7,364 | I | By Spouse |
| Common StockF3 | Dec 4, 2018 | G | 27,236 | $0.00 | A | 30,592 | I | 2018 Spouse's Gifting Trust |
| Common StockF1 | holding | — | — | — | 243,339 | D | ||
| Common Stock | holding | — | — | — | 76,431 | I | James L. Robo Gifting Trust | |
| Common Stock | holding | — | — | — | 73,550 | I | Spouse's Gifting Trust | |
| Common StockF4 | holding | — | — | — | 72,049 | I | By Rabbi Trust | |
| Common StockF5 | holding | — | — | — | 4,462 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a total of 46,531 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F2Transfer of shares by the reporting person's spouse to the spouse's 2018 Gifting Trust, the trustee of which is the reporting person, and the beneficiaries of which are the reporting person's spouse's descendants.
- F3Trustee is reporting person and beneficiaries are reporting person's spouse's descendants.
- F4Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
- F5As of December 4, 2018.