SEC Form 4 · accession 0000753308-18-000076
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Robo
Officer — Chairman, President & CEO · Director · Other
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 19, 2018 | S | 16,500 | $160.86 | D | 280,225 | D | |
| Common StockF4,F3 | Mar 19, 2018 | S | 1,500 | $161.257 | D | 278,725 | D | |
| Common Stock | holding | — | — | — | 76,431 | I | James L. Robo Gifting Trust | |
| Common Stock | holding | — | — | — | 37,956 | I | By Spouse | |
| Common Stock | holding | — | — | — | 73,550 | I | Spouse's Gifting Trust | |
| Common StockF5 | holding | — | — | — | 71,097 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 4,349 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.
- F2Weighted average sale price. Reporting person sold 16,500 shares through a trade order executed by a broker-dealer at prices ranging from $160.145 to $161.140 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F3Includes a total of 45,917 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 320 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F4Weighted average sale price. Reporting person sold 1,500 shares through a trade order executed by a broker-dealer at prices ranging from $161.160 to $161.470 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 495 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.