SEC Form 4 · accession 0000753308-17-000127
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sieving
Officer — EVP & General Counsel · Other
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | M | 22,494 | $72.50 | A | 78,167 | D | |
| Common StockF3 | Sep 22, 2017 | S | 30,485 | $146.556 | D | 47,682 | D | |
| Common Stock | holding | — | — | — | 1,754 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $72.50 | Sep 22, 2017 | M | 22,494 | D | — | Feb 15, 2023 | Common Stock | 22,494 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2017.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2017.
- F3Weighted average sale price. Reporting person sold 30,485 shares through a trade order executed by a broker-dealer at prices ranging from $146.21 to $147.20 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4The option, representing a right to buy 22,494 shares, became exercisable in three substantially equal installments beginning on February 15, 2014.