SEC Form 4 · accession 0000753308-17-000037
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrell Kirk Crews II
Officer — VP, Controller and CAO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | A | 654 | $0.00 | A | 2,558 | D | |
| Common Stock | holding | — | — | — | 102 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF2 | — | Feb 17, 2017 | A | 43 | A | — | — | Common Stock | — | 43 | D |
| Employee Stock Option (Right to Buy)F3 | $126.86 | Feb 17, 2017 | A | 1,403 | A | — | Feb 17, 2027 | Common Stock | 1,403 | 1,403 | D |
Explanation of responses
- F1Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3.
- F2Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($119.46 in 2016). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
- F3Options to buy 467 shares become exercisable on 02/15/2018 and options to buy 468 shares become exercisable on each of 02/15/2019 and 02/15/2020.