SEC Form 4 · accession 0000753308-16-000452
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sieving
Officer — EVP & General Counsel · Other
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | S | 2,000 | $123.80 | D | 47,189 | D | |
| Common Stock | Nov 7, 2016 | M | 22,927 | $60.22 | A | 70,116 | D | |
| Common StockF3 | Nov 7, 2016 | S | 22,927 | $123.525 | D | 47,189 | D | |
| Common Stock | holding | — | — | — | 1,621 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $60.22 | Nov 7, 2016 | M | 22,927 | D | — | Feb 17, 2022 | Common Stock | 22,927 | 0 | D |
Explanation of responses
- F1Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.
- F2Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.
- F3Weighted average sale price. Reporting person sold 22,927 shares through a trade order executed by a broker-dealer at prices ranging from $123.25 to $123.68 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4The option, representing a right to buy 22,927 shares, became exercisable in three substantially equal installments beginning on February 15, 2013.