SEC Form 4 · accession 0000753308-16-000408
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris N Froggatt
Officer — VP, Controller and CAO
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 3,748 | $60.22 | A | 22,916 | D | |
| Common Stock | Jul 29, 2016 | S | 3,748 | $127.61 | D | 19,168 | D | |
| Common Stock | Jul 29, 2016 | M | 3,137 | $72.50 | A | 22,305 | D | |
| Common Stock | Jul 29, 2016 | S | 3,137 | $127.61 | D | 19,168 | D | |
| Common Stock | Jul 29, 2016 | M | 1,332 | $93.27 | A | 20,500 | D | |
| Common Stock | Jul 29, 2016 | S | 1,332 | $127.61 | D | 19,168 | D | |
| Common Stock | Jul 29, 2016 | M | 704 | $103.62 | A | 19,872 | D | |
| Common Stock | Jul 29, 2016 | S | 704 | $127.61 | D | 19,168 | D | |
| Common Stock | Jul 29, 2016 | M | 4,237 | $45.57 | A | 23,405 | D | |
| Common Stock | Jul 29, 2016 | S | 4,237 | $127.61 | D | 19,168 | D | |
| Common Stock | Jul 29, 2016 | M | 3,309 | $54.59 | A | 22,477 | D | |
| Common Stock | Jul 29, 2016 | S | 3,309 | $127.61 | D | 19,168 | D | |
| Common Stock | holding | — | — | — | 1,305 | I | By Retirement Savings Plans Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $60.22 | Jul 29, 2016 | M | 3,748 | D | — | Feb 17, 2022 | Common Stock | 3,748 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $72.50 | Jul 29, 2016 | M | 3,137 | D | — | Feb 15, 2023 | Common Stock | 3,137 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $93.27 | Jul 29, 2016 | M | 1,332 | D | — | Feb 14, 2024 | Common Stock | 1,332 | 666 | D |
| Employee Stock Option (Right to Buy)F6 | $103.62 | Jul 29, 2016 | M | 704 | D | — | Feb 13, 2025 | Common Stock | 704 | 1,410 | D |
| Employee Stock Option (Right to Buy)F7 | $45.57 | Jul 29, 2016 | M | 4,237 | D | — | Feb 12, 2020 | Common Stock | 4,237 | 0 | D |
| Employee Stock Option (Right to Buy)F8 | $54.59 | Jul 29, 2016 | M | 3,309 | D | — | Feb 18, 2021 | Common Stock | 3,309 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.
- F3The option, representing a right to buy 3,748 shares, became exercisable in three substantially equal annual installments beginning February 15, 2013.
- F4The option, representing a right to buy 3,137 shares, became exercisable in three substantially equal annual installments beginning February 15, 2014.
- F5Options representing a right to buy 1,332 shares were exercisable. Options to buy 666 shares become exercisable on February 15, 2017.
- F6Options representing a right to buy 704 shares were exercisable. Options to buy 705 shares become exercisable on each of February 15, 2017 and February 15, 2018.
- F7The option, representing a right to buy 4,237 shares, became exercisable in three substantially equal annual installments beginning February 15, 2011.
- F8The option, representing a right to buy 3,309 shares, became exercisable in three substantially equal annual installments beginning February 15, 2012.