SEC Form 4 · accession 0000753308-16-000388
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T Kelliher
Officer — EVP, Federal Reg. Affairs
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 12:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 11,697 | $60.22 | A | 39,516 | D | |
| Common StockF3 | Jun 15, 2016 | S | 11,697 | $124.307 | D | 27,819 | D | |
| Common Stock | holding | — | — | — | 1,414 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $60.22 | Jun 15, 2016 | M | 11,697 | D | — | Feb 17, 2022 | Common Stock | 11,697 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016.
- F3Weighted average sale price. Reporting person sold 11,697 shares through a trade order executed by a broker-dealer at prices ranging from $123.89 to $124.67 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4The option, representing a right to buy 11,697 shares, became exercisable in three equal annual installments beginning on February 15, 2013.