SEC Form 4 · accession 0000753308-16-000374
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Robo
Officer — Chairman, President & CEO · Director · Other
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 19, 2016 | M | 43,773 | $59.05 | A | 388,057 | D | |
| Common StockF4,F2 | May 19, 2016 | S | 35,373 | $117.192 | D | 352,684 | D | |
| Common StockF5,F2 | May 19, 2016 | S | 8,400 | $117.615 | D | 344,284 | D | |
| Common Stock | holding | — | — | — | 76,431 | I | James L. Robo Gifting Trust | |
| Common Stock | holding | — | — | — | 3,356 | I | By Spouse | |
| Common Stock | holding | — | — | — | 73,550 | I | Spouse's Gifting Trust | |
| Common StockF6 | holding | — | — | — | 67,252 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 3,955 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $59.05 | May 19, 2016 | M | 43,773 | D | — | Feb 15, 2017 | Common Stock | 43,773 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2015.
- F2Includes a total of 43,438 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 324 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F3Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2015
- F4Weighted average sale price. Reporting person sold 35,373 shares through a trade order executed by a broker-dealer at prices ranging from $116.50 to $117.50 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5Weighted average sale price. Reporting person sold 8,400 shares through a trade order executed by a broker-dealer at prices ranging from $117.51 to $117.71 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F6Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 500 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
- F7The option, representing a right to buy 43,773 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2008.