SEC Form 4 · accession 0000753308-15-000257
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Moray P Dewhurst
Officer — Vice Chairman & CFO
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 10, 2015 | M | 5,000 | $41.76 | A | 334,446 | D | |
| Common StockF2 | Nov 10, 2015 | S | 5,000 | $98.88 | D | 329,446 | D | |
| Common StockF2 | Nov 11, 2015 | M | 1,028 | $41.76 | A | 330,474 | D | |
| Common StockF2 | Nov 11, 2015 | S | 1,028 | $99.09 | D | 329,446 | D | |
| Common Stock | holding | — | — | — | 3,901 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $41.76 | Nov 10, 2015 | M | 5,000 | D | — | Feb 16, 2016 | Common Stock | 5,000 | 1,028 | D |
| Employee Stock Option (Right to Buy)F4 | $41.76 | Nov 11, 2015 | M | 1,028 | D | — | Feb 16, 2016 | Common Stock | 1,028 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.
- F2Includes a total of 31,433 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F3Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.
- F4The option, representing a right to buy 46,028 shares, became exercisable in three substantially equal annual installments beginning on February 16, 2007.