SEC Form 4 · accession 0000753308-15-000208
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Moray P Dewhurst
Officer — Vice Chairman & CFO
Period of report
Aug 4, 2015
Accepted (ET)
Aug 5, 2015 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 4, 2015 | M | 5,000 | $41.76 | A | 334,196 | D | |
| Common StockF4,F2 | Aug 4, 2015 | S | 4,000 | $106.875 | D | 330,196 | D | |
| Common StockF5,F2 | Aug 4, 2015 | S | 1,000 | $107.729 | D | 329,196 | D | |
| Common Stock | holding | — | — | — | 3,835 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $41.76 | Aug 4, 2015 | M | 5,000 | D | — | Feb 16, 2016 | Common Stock | 5,000 | 41,028 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.
- F2Includes a total of 31,183 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 470 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F3Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.
- F4Weighted average sale price. Reporting person sold 4,000 shares through a trade order executed by a broker-dealer at prices ranging from $106.55 to $107.54 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5Weighted average sale price. Reporting person sold 1,000 shares through a trade order executed by a broker-dealer at prices ranging from $107.70 to $107.76 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F6The option, representing a right to buy 46,028 shares, became exercisable in three substantially equal annual installments beginning on February 16, 2007.