SEC Form 4 · accession 0000753308-15-000199
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Robo
Officer — Chairman, President & CEO · Director · Other
Period of report
Jul 10, 2015
Accepted (ET)
Jul 13, 2015 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 10, 2015 | M | 50,000 | $41.76 | A | 319,066 | D | |
| Common StockF4,F2 | Jul 10, 2015 | S | 5,100 | $101.263 | D | 313,966 | D | |
| Common StockF5,F2 | Jul 10, 2015 | S | 44,900 | $101.939 | D | 269,066 | D | |
| Common Stock | holding | — | — | — | 76,431 | I | James L. Robo Gifting Trust | |
| Common Stock | holding | — | — | — | 3,356 | I | By Spouse | |
| Common Stock | holding | — | — | — | 73,550 | I | Spouse's Gifting Trust | |
| Common StockF6 | holding | — | — | — | 65,708 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 3,714 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $41.76 | Jul 10, 2015 | M | 50,000 | D | — | Feb 16, 2016 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2014.
- F2Includes a total of 42,440 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
- F3Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2014.
- F4Weighted average sale price. Reporting person sold 5,100 shares through a trade order executed by a broker-dealer at prices ranging from $100.56 to $101.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5Weighted average sale price. Reporting person sold 44,900 shares through a trade order executed by a broker-dealer at prices ranging from $101.57 to $102.27 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F6Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
- F7The option, representing a right to buy 50,000 shares, became exercisable in three substantially equal annual installments beginning on February 16, 2007.