SEC Form 4 · accession 0000753308-15-000100
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T Kelliher
Officer — EVP, Federal Reg. Affairs
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 10,026 | $53.06 | A | 33,542 | D | |
| Common StockF3 | Mar 16, 2015 | S | 10,026 | $101.873 | D | 23,516 | D | |
| Common Stock | Mar 16, 2015 | M | 10,226 | $54.59 | A | 33,742 | D | |
| Common StockF4 | Mar 16, 2015 | S | 10,226 | $101.882 | D | 23,516 | D | |
| Common Stock | holding | — | — | — | 1,172 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $53.06 | Mar 16, 2015 | M | 10,026 | D | — | May 21, 2019 | Common Stock | 10,026 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $54.59 | Mar 16, 2015 | M | 10,226 | D | — | Feb 18, 2021 | Common Stock | 10,226 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2014.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2014.
- F3Weighted average sale price. Reporting person sold 10,026 shares through a trade order executed by a broker-dealer at prices ranging from $101.69 to $102.18 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4Weighted average sale price. Reporting person sold 10,226 shares through a trade order executed by a broker-dealer at prices ranging from $101.69 to $102.19 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5The option, representing a right to buy 10,026 shares, became exercisable in three equal annual installments beginning on May 15, 2010.
- F6The option, representing a right to buy 10,226 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2012.