SEC Form 4 · accession 0001144204-15-021175
AXION INTERNATIONAL HOLDINGS, INC. · AXIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claude Brown Jr.
Officer — Chief Executive Officer · Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753048
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.30 | Apr 1, 2015 | A | 1,000,000 | A | Jul 1, 2015 | Apr 1, 2020 | Common Stock | 1,000,000 | 1,000,000 | D |
| Stock Options | $0.84 | holding | — | — | — | Mar 3, 2014 | Mar 3, 2019 | Common Stock | 75,000 | 75,000 | D |