SEC Form 4 · accession 0001567619-18-001292
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | Aug 15, 2018 | S | 4,000 | $15.75 | D | 53,561 | I | Landy & Landy Employees' Pension Plan |
| UMH Properties, Inc. | Aug 15, 2018 | S | 4,000 | $15.75 | D | 62,913 | I | Landy & Landy Employees' Profit Sharing Plan |
| UMH Properties, Inc. | holding | — | — | — | 622,292 | D | ||
| UMH Properties, Inc. | holding | — | — | — | 97,880 | I | Eugene W. and Gloria Landy Family Foundation | |
| UMH Properties, Inc. | holding | — | — | — | 31,752 | I | Juniper Plaza Associates | |
| UMH Properties, Inc. | holding | — | — | — | 23,670 | I | Windsor Industrial Park Associates | |
| UMH Properties, Inc. | holding | — | — | — | 172,608 | I | Landy Investments | |
| UMH Properties, Inc. | holding | — | — | — | 99,872 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $13.09 | holding | — | — | — | Apr 2, 2019 | Apr 2, 2028 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Properties, Inc. | $15.04 | holding | — | — | — | Apr 4, 2018 | Apr 4, 2027 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Common Stock | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Common Stock | 100,000 | 100,000 | D |
| UMH Common Stock | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2018.