SEC Form 4 · accession 0001140361-18-016971
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Taft
Officer — VP and Corporate Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | holding | — | — | — | 1,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F2 | $13.09 | Apr 2, 2018 | A | 20,000 | A | Apr 2, 2019 | Apr 2, 2028 | UMH Properties, Inc. | 20,000 | 20,000 | D |
| UMH Properties, Inc. | $15.04 | holding | — | — | — | Apr 4, 2018 | Apr 4, 2027 | UMH Properties, Inc. | 20,000 | 20,000 | D |
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 20,000 | 20,000 | D |
| UMH Properties, Inc. | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 12,000 | 12,000 | D |
| UMH Properties, Inc. | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 10,000 | 10,000 | D |
| UMH Properties, Inc. | $11.29 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2020 | UMH Properties, Inc. | 4,000 | 4,000 | D |
Explanation of responses
- F1Includes 1,665 shares held in 401(k) as of 3/2018.
- F2Issuance of Stock Options.