SEC Form 4 · accession 0001140361-17-036720
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anna T Chew
Officer — Chief Financial Officer · Director
Period of report
Sep 27, 2017
Accepted (ET)
Sep 28, 2017 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F2 | Sep 27, 2017 | A | 1,000 | $0.00 | A | 320,875 | D | |
| UMH Properties, Inc.F1 | Sep 27, 2017 | A | 100 | $0.00 | A | 319,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $15.04 | holding | — | — | — | Apr 4, 2018 | Apr 4, 2027 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $14.25 | holding | — | — | — | Jan 19, 2018 | Jan 19, 2027 | UMH Properties, Inc. | 10,000 | 10,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 20,000 | 20,000 | D |
| UMH Properties, Inc. | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted Stock Award for Directors: with full vesting in 3 months on 12/27/2017.
- F2Restricted Stock Issuance: Vesting Schedule 20% each year over a five year period commencing on 9/14/2018.