SEC Form 4 · accession 0001140361-17-014886
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel A Landy
Officer — President and CEO · Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | Apr 4, 2017 | A | 25,000 | $0.00 | A | 564,657 | D | |
| UMH Properties, Inc.F2 | Apr 3, 2017 | G | 3,500 | $15.12 | D | 539,657 | D | |
| UMH Properties, Inc. | holding | — | — | — | 42,599 | I | Held with Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 6,221 | I | Sam Landy Family Ltd. Partnership | |
| UMH Properties, Inc., | holding | — | — | — | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F3 | $15.04 | Apr 4, 2017 | A | 50,000 | A | Apr 4, 2018 | Apr 4, 2027 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $14.25 | holding | — | — | — | Jan 19, 2018 | Jan 19, 2027 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.
- F2Gift transfer.
- F3Issuance of Stock Options.