SEC Form 4 · accession 0001140361-17-014049
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Koster
Officer — General Counsel
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | Mar 30, 2017 | M | 12,500 | $9.82 | A | 15,977 | D | |
| UMH Properties, Inc.F2 | Mar 30, 2017 | S | 10,000 | $14.9582 | D | 5,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.82 | Mar 30, 2017 | M | 12,500 | D | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 12,500 | 0 | D |
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 20,000 | 20,000 | D |
| UMH Properties, Inc. | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 5,000 | 5,000 | D |
| UMH Properties, Inc. | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 5,000 | 5,000 | D |
Explanation of responses
- F1Exercise of stock options.
- F2Shares sold to exercise stock options.