SEC Form 4 · accession 0001140361-17-013286
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel A Landy
Officer — President and CEO · Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 24, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | Mar 24, 2017 | M | 50,000 | $9.85 | A | 543,157 | D | |
| UMH Properties, Inc.F2 | Mar 24, 2017 | M | 50,000 | $10.08 | A | 493,157 | D | |
| UMH Properties, Inc.F3 | Mar 24, 2017 | M | 14,100 | $8.30 | A | 443,157 | D | |
| UMH Properties, Inc.F4 | Mar 24, 2017 | M | 10,900 | $9.13 | A | 429,057 | D | |
| UMH Properties, Inc.F5 | Mar 23, 2017 | G | 2,200 | $14.92 | D | 418,157 | D | |
| UMH Properties, Inc. | holding | — | — | — | 42,599 | I | Held with Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 6,221 | I | Sam Landy Family Ltd. Partnership | |
| UMH Properties, Inc., | holding | — | — | — | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.85 | Mar 24, 2017 | M | 50,000 | D | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 50,000 | 0 | D |
| UMH Properties, Inc. | $10.08 | Mar 24, 2017 | M | 50,000 | D | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 50,000 | 0 | D |
| UMH Properties, Inc. | $9.13 | Mar 24, 2017 | M | 10,900 | D | Jan 8, 2011 | Jan 8, 2018 | UMH Properties, Inc. | 10,900 | 0 | D |
| UMH Properties, Inc. | $8.30 | Mar 24, 2017 | M | 14,100 | D | Jan 8, 2011 | Jan 8, 2018 | UMH Properties, Inc. | 14,100 | 0 | D |
| UMH Properties, Inc. | $14.25 | holding | — | — | — | Jan 19, 2018 | Jan 19, 2027 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 50,000 | 50,000 | D |
Explanation of responses
- F1Exercise of Stock Options.
- F2Exercise of Stock Options.
- F3Exercise of Stock Options.
- F4Exercise of Stock Options.
- F5Gift Transfer.