SEC Form 4 · accession 0001140361-16-065867
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | May 13, 2016 | P | 1,000 | $9.89 | A | 621,812 | D | |
| UMH Properties, Inc. | holding | — | — | — | 28,768 | I | Juniper Plaza Associates | |
| UMH Properties, Inc. | holding | — | — | — | 22,830 | I | Windsor Industrial Park Associates | |
| UMH Properties, Inc. | holding | — | — | — | 172,608 | I | Landy Investments | |
| UMH Properties, Inc. | holding | — | — | — | 99,872 | I | Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 57,561 | I | Landy & Landy Employees' Pension Plan | |
| UMH Properties, Inc. | holding | — | — | — | 66,913 | I | Landy & Landy Employees' Profit Sharing Plan | |
| UMH Properties, Inc. | holding | — | — | — | 100,000 | I | Eugene W. and Gloria Landy Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.77 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Common Stock | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Common Stock | 100,000 | 100,000 | D |
| UMH Common Stock | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Common Stock | 100,000 | 100,000 | D |