SEC Form 4 · accession 0001140361-16-060542
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel A Landy
Officer — President and CEO · Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc.F1 | Apr 5, 2016 | A | 22,500 | $0.00 | A | 416,775 | D | |
| UMH Properties, Inc. | holding | — | — | — | 40,119 | I | Held with Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 6,221 | I | Sam Landy Family Ltd. Partnership | |
| UMH Properties, Inc., | holding | — | — | — | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.77 | Apr 5, 2016 | A | 50,000 | A | Apr 5, 2017 | Apr 5, 2024 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Properties, Inc. | 50,000 | 50,000 | D |
| UMH Properties, Inc. | $9.13 | holding | — | — | — | Jan 8, 2011 | Jan 8, 2018 | UMH Properties, Inc. | 10,900 | 10,900 | D |
| UMH Properties, Inc. | $8.30 | holding | — | — | — | Jan 8, 2011 | Jan 8, 2018 | UMH Properties, Inc. | 14,100 | 14,100 | D |
| UMH Properties, Inc. | $7.12 | holding | — | — | — | Jan 7, 2010 | Jan 7, 2017 | UMH Properties, Inc. | 14,000 | 14,000 | D |
| UMH Properties, Inc. | $6.47 | holding | — | — | — | Jan 7, 2010 | Jan 7, 2017 | UMH Properties, Inc. | 61,000 | 61,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.