SEC Form 4 · accession 0001140361-15-039762
UMH PROPERTIES, INC. · UMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 5, 2015 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000752642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | Nov 5, 2015 | P | 300 | $9.899 | A | 610,743 | D | |
| UMH Properties, Inc. | Nov 5, 2015 | P | 37 | $9.92 | A | 610,780 | D | |
| UMH Properties, Inc. | Nov 5, 2015 | P | 100 | $9.916 | A | 610,880 | D | |
| UMH Properties, Inc. | Nov 5, 2015 | P | 4,563 | $9.933 | A | 615,443 | D | |
| UMH Properties, Inc. | holding | — | — | — | 172,608 | I | Landy Investments | |
| UMH Properties, Inc. | holding | — | — | — | 27,669 | I | Juniper Plaza Associates | |
| UMH Properties, Inc. | holding | — | — | — | 21,949 | I | Windsor Industrial Park Associates | |
| UMH Properties, Inc. | holding | — | — | — | 99,872 | I | Spouse | |
| UMH Properties, Inc. | holding | — | — | — | 57,561 | I | Landy & Landy Employees' Pension Plan | |
| UMH Properties, Inc. | holding | — | — | — | 66,913 | I | Landy & Landy Employees' Profit Sharing Plan | |
| UMH Properties, Inc. | holding | — | — | — | 100,000 | I | Eugene W. and Gloria Landy Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. | $9.82 | holding | — | — | — | Jun 24, 2016 | Jun 24, 2023 | UMH Properties, Inc. | 100,000 | 100,000 | D |
| UMH Common Stock | $9.85 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2022 | UMH Common Stock | 100,000 | 100,000 | D |
| UMH Common Stock | $10.08 | holding | — | — | — | Jun 26, 2014 | Jun 26, 2021 | UMH Common Stock | 100,000 | 100,000 | D |